SEC Retreats From 'Swing Pricing' Mandate for Mutual Funds After Stiff Opposition
The SEC’s pullback from the swing-pricing mandate appears to be a win for the industry, including asset managers T. Rowe...
life insurance
Equitable Faces Return of Life Policy Reinstatement Claim
The Policy Terminations Wiener has alleged that his advisor changed the address of record for his policies without his consent, that...
Trump Says His Plan to Renew 2017 Tax Cuts Will Pay for Itself
The bipartisan embrace of the idea comes as both campaigns are seeking to court key voting groups in Nevada and...
What Percentage of Claims Do Life Insurers Pay in Ireland?
Can you trust Aviva, Irish Life, New Ireland, Royal London and Zurich? You know how when you were a kid...
Advisors Are Afraid to Retire, and That's a Problem
Successful financial advisors craft smart plans for clients’ retirement years. But a fear of losing identity and purpose often causes...
SEC Charges Firm, CEO With Bilking Hundreds of Clients
What You Need to Know QZ Asset promised exceptional returns based on AI with 100% capital protection, the SEC says....
IRS Issues FAQs on Student Loan Repayment Matching in Retirement Plans
What You Need to Know The Secure 2.0 Act permits employers to match student loan repayments through retirement plan contributions....
DOL Fiduciary Rule Battle Has Just Begun
What You Need to Know Staying the rule was just the first step in the litigation process, says attorney Brad...
Gateway Financial Partners Adds Wealth.com Estate Planning Tools
Gateway Financial Partners, a hybrid RIA, has entered into a strategic partnership with wealth.com. The collaboration with the estate planning technology...
Federal Judge Blocks FTC's Noncompete Ban
What You Need to Know Roughly 30 million Americans are subject to noncompete agreements. The agency lacks the authority to...
